---
type: Article
title: The Failure of Noise-Based Non-Continuous Audio Captchas
description: "An S&P 2011 paper presenting a generic pipeline that breaks audio CAPTCHAs built from non-continuous speech, combining audio processing with machine learning. The authors report success against every popular scheme of the period, including Microsoft's and Yahoo's. Only the abstract is archived here; the paper and slides remain as PDFs on the publisher's CDN."
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    title: The Failure of Noise-Based Non-Continuous Audio Captchas
    author: Elie Bursztein, Romain Bauxis, Hristo Paskov, Daniele Perito, Celine Fabry, John C. Mitchell
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  - "https://cdn.elie.net/static/files/the-failure-of-noise-based-non-continuous-audio-captchas/the-failure-of-noise-based-non-continuous-audio-captchas-paper.pdf"
  - "https://cdn.elie.net/static/files/the-failure-of-noise-based-non-continuous-audio-captchas/the-failure-of-noise-based-non-continuous-audio-captchas-slides.pdf"
authors:
  - Elie Bursztein
  - Romain Bauxis
  - Hristo Paskov
  - Daniele Perito
  - Celine Fabry
  - John C. Mitchell
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# The Failure of Noise-Based Non-Continuous Audio Captchas

**The Failure of Noise-Based Non-Continuous Audio Captchas** - Elie Bursztein, Romain Bauxis, Hristo Paskov, Daniele Perito, Celine Fabry, John C. Mitchell, elie.net.

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The Failure of Noise-Based Non-Continuous Audio Captchas


                Elie Bursztein∗ Romain Beauxis† Hristo Paskov∗ Daniele Perito‡ Celine Fabry, John Mitchell∗
                                     ∗ Stanford University, † Tulane University, ‡ INRIA
 {elie|hpaskov|jcm}@cs.stanford.edu, rbeauxis@tulane.edu, perito@inrialpes.fr, celine@celine.im


   Abstract—CAPTCHAs, which are automated tests intended                    the digit. When machine learning algorithms are trained to
to distinguish humans from programs, are used on many                       overcome the distortions of an individual captcha scheme,
web sites to prevent bot-based account creation and spam.                   they are far more effective than speech recognition systems
To avoid imposing undue user friction, CAPTCHAs must
be easy for humans and difficult for machines. However,                     [3], [26].
the scientific basis for successful CAPTCHA design is still                    In this paper, we describe a two-phase approach that is
emerging. This paper examines the widely used class of                      sufficient to break modern audio captchas. One reason that
audio CAPTCHAs based on distorting non-continuous speech                    audio captchas might be weaker than visual captchas stems
with certain classes of noise and demonstrates that virtually
                                                                            from human physiology: the human visual system consumes
all current schemes, including ones from Microsoft, Yahoo,
and eBay, are easily broken. More generally, we describe                    a far larger portion of our brains than the human audio
a set of fundamental techniques, packaged together in our                   processing system. In addition, modern signal processing
Decaptcha system, that effectively defeat a wide class of audio             and machine learning methods are fairly advanced. As a
CAPTCHAs based on non-continuous speech. Decaptcha’s                        result, the difference between human and computer audio
performance on actual observed and synthetic CAPTCHAs
                                                                            capabilities is likely significantly less than the difference
indicates that such speech CAPTCHAs are inherently weak
and, because of the importance of audio for various classes of              between human and computer visual processing.
users, alternative audio CAPTCHAs must be developed.                           While we believe our results demonstrate practical breaks,
                                                                            there is room for some debate on the success rate needed
                        I. I NTRODUCTION                                    to consider a captcha scheme ineffective in practice. In
   Many websites rely on Completely Automated Pub-                          many applications, a concerted attacker may attempt to
lic Turing tests to tell Computers and Humans Apart                         set up fraudulent accounts using a large botnet (e.g., [16]).
(CAPTCHA1 ) [18] to limit abuse in online services such as                  Since modern botnets may control millions of compromised
account registration. These tests distinguish between humans                machines [24], it is reasonable to expect that an attacker
and automated processes by presenting the user with a task                  could easily afford to make one hundred attempts for every
that is easy for humans but hard for computers. Designing                   desired fraudulent account. Therefore, a computer algorithm
such tests, however, is becoming increasingly difficult                     that solves one captcha out of every one hundred attempts
because of advances in machine learning. In particular, the                 would allow an attacker to set up enough fraudulent accounts
widely used category of image based captchas have received                  to manipulate user behavior or achieve other ends on a target
close scrutiny recently [17], [25], [30], [31].                             site. A target 1% success rate is conservative relative to other
   While widely provided for accessibility reasons, audio                   studies, which hold that “automatic scripts should not be
captchas have received substantially less scientific attention.             more successful than 1 in 10,000” attempts [11]. In fact, we
Virtually all current audio captchas on popular sites consist               greatly surpass 1% in all but one case.
of a sequence of spoken letters and/or digits that are distorted            Contributions. We present Decaptcha, a two-phase audio
with various kinds of noise. For simplicity, we will refer                  captcha solver that defeats modern audio captchas based
to such non-continuous audio captchas simply as audio                       on non-continuous speech. The system is able to solve
captchas in the remainder of the paper.                                     Microsoft’s audio captchas with 49% success and Yahoo’s
   Almost a decade ago, Kochanski et al [15] investigated                   with 45% success, often achieving better accuracy than
the security of audio captchas and developed a synthetic                    humans. This performance also comes at a low training
benchmark for evaluating automatic solvers. This study,                     cost because Decaptcha requires 300 labeled captchas and
which concludes that humans outperform speech recognition                   approximately 20 minutes of training time to defeat the
systems when noise is added to spoken digits, has guided the                hardest schemes. After training, tens of captchas can then
design of modern audio captchas. Two later and independent                  be solved per minute using a single desktop computer.
studies [27], [23] demonstrate that a two-phase segment-
                                                                               We also evaluate Decaptcha on a large-scale synthetic
and-classify approach is sufficient to break older versions
                                                                            corpus. Our results indicate that non-continuous audio
of Google and Yahoo audio captchas. Two-phase solvers
                                                                            captcha schemes built using current methods (without
operate by first extracting portions of the captcha that contain
                                                                            semantic noise) are inherently insecure. As a result, we
a digit and then using machine learning algorithms to identify
                                                                            suspect that it may not be possible to design secure audio
  1 For readability, we will write captcha instead of CAPTCHA in the rest   captchas that are usable by humans using current methods.
of this paper.                                                              It is therefore important to explore alternative approaches.
                                                                   Root Mean Square (RMS). RMS measures the
Decaptcha’s success stems from the following contributions:        acoustic energyqof an audio signal and is defined as
                                                                                       s2 +...s2
  • Automated segmentation. We present a low-cost tech-            RM S(S) =           0    n−1
                                                                                                . Values are reported on a
                                                                                          n
    nique based on acoustic energy analysis that accurately        logarithmic scale in units of decibels (dB).
    segments noisy audio.
  • Speech analysis. We test the performance of a variety
    of techniques for speech and signal analysis in the            Signal to Noise Ratio (SNR). SNR measures the
    presence of various kinds of noise.                            relative energy between audio and noise signals as
  • Fully Automated Classification. We demonstrate the
                                                                   10 log10 ( RM S signal
                                                                              RM S noise ).
    efficacy of a technique for automatic parameter tuning
    of the RLSC algorithm suggested by [21].                       B. Signal Representations
  • Real World evaluation. We evaluate the performance
    of Decaptcha on a large corpus of real world Captchas             Once each digit has been extracted, it is represented as a
    from Authorize, Ebay, Microsoft, Recaptcha, Yahoo              temporal signal. This section discusses the transformations
    and Digg.                                                      that can be applied to this signal to improve digit recognition.
  • Synthetic evaluation We perform a large scale evalua-          Discrete Fourier Transform (DFT). The DFT, also re-
    tion of the effects of different kinds of noise on captcha     ferred to as the Fast Fourier Transform (FFT), of a signal
    security. The 4.2 million synthetic captchas used for          decomposes it into a series of sinusoids. Formally, DF T (S)
    this study are generated by a method presented in [15],        reparameterizes  S into n complex coefficients f0 , . . . , fn−1
    which is freely available.2                                                 Pn−1            i
                                                                   where fi = u=0 sj e−2πu n . The fi quantify how much
                                                                   of the signal occurs as a sinusoid with frequency of ni and
Outline. The remainder of the paper is organized as follows:
                                                                   therefore represent S in the frequency domain. The inverse
In Section II we review the audio processing and machine
                                                                   DFT (IDFT)
                                                                           Pn−1 is computed      using the following formula:
learning techniques that are used in Decaptcha. In Section III                           i
                                                                   s0i = n1 u=0 fj e2πu n .
we describe how Decaptcha is implemented and the design
decisions behind each step. In Section IV we present the           Cepstrum. The cepstrum [6] is computed as S → DF T →
real captcha schemes that were evaluated, give Decaptcha’s         magnitude → log → IDF T → magnitude where the
performance on them, and discuss specifics. In Section V           magnitude and log operations are applied element-wise to
we present the synthetic captchas that were tested using           an input sequence. The cepstrum gives a frequency analysis
Decaptcha, give performance as a function of noise, and            of the energy of the harmonics contained in the signal.
discuss. Finally, we present related work in Section VI and
conclude in Section VII.                                           Spectro-Temporal Features (STF). STFs refer to a class
                                                                   of 2D representations that track how a unidimensional
                        II. BACKGROUND                             transform (such as a DFT or cepstrum) changes over time.
                                                                   Given a unidimensional transform F , the STF of S computes
   Decaptcha can be split into three main components: a seg-
                                                                   F on intervals of length m, called frames, every k time steps.
mentation stage that extracts spoken digits, a representation
                                                                   We will refer to the STF using a DFT or a cepstrum as the
scheme for the extracted digits, and a classification stage
                                                                   TFR and TCR respectively.
that recognizes each digit. While Decaptcha uses two active
phases, the intermediate representation is an important part       Two-Dimensional       Cepstrum       (TDC). Our last
of a two-phase solver because of its impact on performance.        representation scheme is another 2D variant of the
Accordingly, the first three subsections of this section provide   cepstrum that has proved useful for voice recognition [1],
a high-level overview of the concepts used in each of the          [10]. Given the TCR of S computed over d frames of length
three components. We then discuss the metrics that are used        m and stored in a m × d matrix X, the TDC computes the
to measure Decaptcha’s performance.                                inverse DFT of each row of X. This depicts the frequencies
                                                                   with which cepstral coefficients change across frames.
A. Segmentation
    An audio captcha is initially represented as a signal             We have experimented with the following signal analysis
S = s0 , . . . , sn−1 where each si denotes the amplitude          techniques in an attempt to provide better noise filtering.
of the signal at fixed time intervals. The spacing of these
time intervals is called the sampling rate. Segmentation           Blackman Window. Blackman windowing is a technique
finds contiguous intervals of S that contain digits and as         used to combat deleterious effects on the DFT caused
little extraneous noise as possible. We briefly discuss useful     by discontinuities that appear around the edges of each
statistics for this process, referring the reader to [13] for a    frame. In particular, a frame is weighted by a function
more detailed discussion of concepts used in this section          that drops to zero around its edges before computing
and the next.                                                      the DFT. The weight  of each sample      is given by
                                                                   wi = 0.42 − 0.5 cos 2πi
                                                                                         m   + 0.08 cos 4πi
                                                                                                         m .
  2 Those interested in the corpus should contact the authors.
                                                                    classifiers. The first classifier would be trained by labeling
                                                                    all pictures of cats as positive and all pictures of dogs and
                                                                    horses as negative. The second and third classifiers would
                                                                    be trained in a similar fashion. Given a new picture, we
                                                                    would, for example, label it a cat if and only if the first
                                                                    classifier gives it a higher score than the other two.

                                                                    Testing Error. Testing error measures how well a classifier
                                                                    generalizes and is defined as the expected frequency with
                                                                    which it will misclassify a new point. It is clear that the
                                                                    objective of both, binary and multi-category classification,
                                                                    is to come up with a decision rule that has minimal testing
                                                                    error. A reliable estimate of testing error can be obtained
                                                                    by computing a classifier’s error on a sample of points that
                                                                    were not used during training.
             Figure 1.   Representations of a “four” digit

                                                                    Regularized Least Squares Classification (RLSC). RLSC
                                                                    is an adaptation of a regression algorithm to binary classifica-
Mel Scale. The mel scale redistributes frequencies on
                                                                    tion [22]. It was introduced as a fast yet similarly performing
a logarithmic scale that matches how humans perceive
                                                                    alternative to the Support Vector Machine (SVM), one of
frequencies. Themel value of a frequency f is given by            the most successful binary classifiers. In its simplest form,
                    f
m = 2595 log10 700     + 1 . We also use the mel scale to           RLSC finds a hyperplane w ∈ Rd that separates its training
shrink our data without impacting useful information by             data into positive and negative classes by solving
averaging intervals of mels.
                                                                                             N
                                                                                        1X
   Figure 1 illustrates, in top-down left to right order, the                 w = min         (yi − wT xi )2 + λwT w
                                                                                   w∈Rd n
original representation of the digit four, its DFT, Cepstrum,                             i=1
TFR, TCR, and TDC.
                                                                    The label of a new point x ∈ Rd is found by taking the
C. Classification                                                   sign of wT x. It takes min(O(N 3 ), O(N d2 + d3 )) to solve
                                                                    for w. We can also train an entire OVA scheme consisting
   The classification stage of Decaptcha receives a digit
                                                                    of T classifiers in the time it takes to train a single binary
represented in one of the aforementioned schemes and
                                                                    classifier.
attempts to recognize it. This section provides an overview
of the classification algorithm Decaptcha employs (see [22]
for a thorough description). We begin with a high level             Leave One Out (LOO). The LOO error of a binary classifier
discussion of classification before moving on to the actual         is another estimate of the testing error. It is found as the
algorithm.                                                          average error the classifier makes on each point when it is
Binary Classification. Given N labeled examples                     held out from the training set. Computing the LOO error
(x1 , y1 ), . . . , (xn , yn ) with xi ∈ Rd and yi ∈ {−1, 1},       in general requires training N classifiers, but in the case of
binary classification attempts to train a classifier, i.e. find a   RLSC, it can be found at the cost of training a single binary
decision rule, that accurately predicts the labels of unseen        classifier. The LOO error of an OVA scheme is similarly
points. It is customary to assume that a classifier outputs a       found by holding out each point and checking whether the
real number that is thresholded at some value – typically           OVA scheme trained on N − 1 points predicts its label.
zero – to determine a binary label.                                 This multi-category LOO error can be found efficiently by
                                                                    computing the LOO error of each binary classifier in the
                                                                    OVA scheme.
One Versus All (OVA). Multi-category classification ex-
tends the binary paradigm by allowing labels to be any              Parameter Tuning. The accuracy of RLSC critically relies
integer in 1, . . . , T for a fixed number, T , of classes. The     on a regularization parameter λ that keeps the classifier
OVA scheme solves multi-category classification by training         from overfitting or underfitting its training data. A good
T separate binary classifiers. Classifier i is trained on labels    value for λ can be found by trying a range of regularization
that are positive for all training points labeled as class i        parameters and selecting the one with lowest LOO error.
and negative for all others. A new point is classified by           It is possible to compute the LOO error of O(min(N, d))
running it through all T classifiers and taking the index of        candidate values in the time it takes to solve a single binary
the highest scoring one. For example, if we are classifying         classifier.
pictures of cats, dogs, and horses, we would train 3 binary
                                                                                                                      -10

                          Captcha scraping                                                                            -15




                                                                                                     Magnitude (dB)
                                                                                                                      -20
                                                          Sound processing
     Web Site
                                                                                                                      -25
                                                                Discretized and segmented captcha


                                                                                                                      -30

                                                                                                                            0   1        2        3                4   5   6   7
                            Captcha labels                                           Answers
                                                                                                                                                      Time (sec)

Mechanical Turk users                                                                                                 -10
                                                          Classifier
                                                                                                                      -15




                                                                                                     Magnitude (dB)
                                                                                                                      -20

                        Figure 2.            Overview of the System                                                   -25

                                                                                                                      -30

                                                                                                                            0   1        2        3                4   5   6   7
D. Metrics                                                                                                                                            Time (sec)


   We conclude our overview with a discussion of the metrics                                                                        Figure 3.   RMS peak analysis
that are used to evaluate the performance of a captcha solver.

   The most basic measure of performance is accuracy, the                                           B. Segmentation
fraction of captchas that are answered correctly. However,                                             Segmentation determines which pieces of the captcha
solvers may also select which captchas they respond to, in                                          are likely to contain digits by looking at a subsampled
which case we need more fine grained metrics. Coverage                                              version of the signal. Given a window length l, the original
is the fraction of captchas that a solver attempts to answer.                                       signal is split into segments of length l and is subsampled by
For Decaptcha, this is the number of captchas that were                                             computing their RMS. A cut is extracted when a consecutive
segmented correctly. Precision is the accuracy of the solver,                                       sequence of segments
computed only on the captchas it attempts to answer. This                                              • lasts a minimal duration (0.4 sec by default).
metric is equivalent to Decaptcha’s classification accuracy.                                           • contains at least one segment with RMS higher than
Finally, as will be discussed later, Decaptcha is a supervised                                            a given level (−16 dB by default), referred to as the
solver that requires a set of sample captchas to train on. A                                              noise level.
measure of a supervised algorithm’s efficiency is given by                                             • ends with a segment whose RMS is below the noise
the corpus size, the number of labeled captchas, it needs                                                 level and is a local minimum.
to train on to obtain a specific accuracy. A lower value
                                                                                                       We determine appropriate values for the noise level and
indicates a less secure captcha scheme because it requires
                                                                                                    window length for each captcha. Indeed, optimal parameters
less training effort to break.
                                                                                                    differ even among captchas from the same scheme. These
                                                                                                    parameters are jointly optimized over a grid of values
                                    III. D ECAPTCHA                                                 between −10 to −30 dB for noise level and 0.1 to 0.5
   This section describes Decaptcha and the design decisions                                        sec for window length. The largest window size and noise
behind it. We begin with an overview of the system and then                                         level that produce a correct number of segments for the
discuss its segmentation, representation, and classification                                        given captcha scheme are selected. We prefer larger values
components.                                                                                         because they give a clearer separation between noise and
                                                                                                    signal and avoid overly small cuts. Furthermore, joint
                                                                                                    optimization is necessary because the two parameters are
A. Overview
                                                                                                    interrelated; noise level is a measure of energy that depends
   Decaptcha is a supervised algorithm that must be trained                                         on the window length.
on each captcha scheme. Training requires a set of captchas
labeled with their answers. It outputs an automatic solver                                             We chose this segmentation algorithm because it is
and an estimate of Decaptcha’s expected performance on                                              fast and does not modify the original signal. Traditional
the scheme. Figure 2 depicts the interactions of Decaptcha’s                                        methods[2] for noise analysis filter the frequency
three processing stages during and after training. The                                              representation of a captcha and therefor require computing
segmentation stage is unsupervised, i.e. it is does not                                             the DFT and IDFT of the entire signal. This method is
undergo training, and it ”cuts” out the pieces of a captcha that                                    computationally expensive for large-scale experiments and
are likely to contain digits. Each cut is then converted to a                                       leads to a potential loss of information when switching
representation scheme that must be specified before training.                                       between frequency and temporal representations.
Finally, a (supervised) classifier is trained to recognize the
digit in each cut. The next three sections detail each of these                                       In order to understand the workings of our segmentation
stages.                                                                                             approach, it is necessary to categorize the types of noise
present in a captcha. Captchas usually feature a combination     D. Classification
of distortions present as low energy background noise and
                                                                    Decaptcha classifies digits using the RLSC algorithm in
a medium energy intermediate noise. The simplest form
                                                                 an OVA scheme. Parameter tuning is automated via the
of noise, constant noise, is a constant sound such as white
                                                                 method described in [21] and is performed by computing
noise or perpetual buzzing. More complicated noise that
                                                                 the multi-category LOO of a range of regularization
changes over time but has similar energy level, duration,
                                                                 parameters. We handle the classification of unidimensional
and regularity is known as regular noise. Unrecognizable
                                                                 and two-dimensional representations differently. For
speech that is repeated throughout the captcha falls into
                                                                 efficiency reasons, the TDC is handled by looking at
this category. Finally, semantic noise consists of a signal
                                                                 the first 5,000 dimensions when they are extracted
that has similar characteristics to a spoken digit but is not
                                                                 column-wise. In constrast, only the first 75 dimensions
a useable digit. We consider music or vocal tracks to be
                                                                 of a unidimensional representation are used. A cut is
semantic noise.
                                                                 represented by a 2850-dimensional vector consisting of
   Our RMS subsampling acts as a low-pass RMS filter
                                                                 these 75 dimensions and all pair-wise products between
that eliminates constant and regular noises and only leaves
                                                                 them. This representation was chosen because it minimizes
peaks that correspond to digits. In particular, constant
                                                                 the multi-category LOO for all of our real world captcha
noise increases the RMS of each window uniformly and
                                                                 schemes. These experiments suggest that the first 75
cannot destroy or add peaks. Similarly, short, regular noise
                                                                 dimensions of the cepstrum contain all of the information
retains digit peaks and impacts the RMS of each window
                                                                 necessary to identify a spoken digit and that neighboring
approxmately uniformly for appropriate values of l. This
                                                                 cepstral coefficients are strongly correlated with each other.
last assumption is true in audio captchas because regular
noise must have an average duration that is much shorter
                                                                    Finally, STFs are handled differently because of
than a digit for the captcha to be understandable by humans.
                                                                 misalignment. In general, cuts differ in length and the
Figure 3 illustrates our RMS subsampling when the window
                                                                 actual frame in which each digit begins. We handle these
length is too short (top) and when it is optimal (bottom).
                                                                 issues by classifying the contents of a window 30 frames in
The bottom graph smooths out the signal but retains peaks
                                                                 length. This window length is chosen for efficiency reasons
that correspond to the 10 digits present in the captcha. In
                                                                 because it fits an entire digit but is still small. A cut is
contrast, an overly short window allows noise to create a
                                                                 classified by sliding the window along the time axis and
jagged energy plot.
                                                                 selecting the digit which receives the highest vote from the
                                                                 OVA scheme at any time point. This approach effectively
   It is important to note that our segmentation technique
                                                                 selects the maximum response obtained from correlating
is not robust to semantic noise. This kind of noise creates
                                                                 the cut with filters that look for each digit.
artificial peaks in the subsampling procedure that differ from
digits only on a semantic level. This weakness is tolerated
                                                                    RLSC is trained with an additional noise class that forces
in Decaptcha because semantic noise is not common in
                                                                 each OVA classifier to learn a more robust decision rule.
audio captchas. Moreover, semantic noise that approaches the
                                                                 This noise class is not used during the predictive phase.
energy of spoken digits is confusing to humans and results
                                                                 Samples of digits are obtained from the first 30 frames of
in frustrating captchas. This phenomenon is demonstrated
                                                                 each cut while samples of noise are taken from the last 30.
in Recaptcha captchas which have a high error rate among
                                                                 This rule is used because of its simplicity and experimental
humans.
                                                                 evidence that indicates that digits are more likely to occur
                                                                 at the beginning of the cut. It is clear that some noise
C. Representation
                                                                 samples will contain fragments of digits, and vice versa,
   Decaptcha can represent cuts in any of the schemes            but RLSC’s robustness to noise allows it to learn when
described in section II-B. A single representation scheme is     some training data is incorrect.
chosen before training and must be used thereafter. Based on
our experiments, the default representation is the cepstrum.        We chose the RLSC algorithm over its more popular
   We chose each of our representation schemes because           counterpart, the SVM, because of its performance and
of their popularity and efficacy in analyzing speech. In         efficiency. Decaptcha requires a classifier that, in addition to
particular, the cepstrum is an experimentally validated          performing well, can be trained quickly and automatically for
technique that is useful for speech analysis because it          multi-category classification. SVM’s are problematic in these
separates low-frequency periodic excitation from the vocal       respects because T separate classifiers must be computed
cords from the formant filtering of the vocal tract [19].        when using an OVA scheme with T classes. Moreover,
Similarly, STFs are effective in speech recognition systems      there is no efficient way to compute the LOO error of
and physiological studies suggest that they may be used          an SVM, so automatic parameter tuning is very costly. In
in the brain [14]. Finally, the TDC has been applied             contrast, RLSC uses dynamic programming to train an OVA
successfully to recognizing Mandarin and slovak digits in        scheme and tune necessary parameters in the time it takes
the presence of noise, [20] , [10] respectively.                 to train a single binary classifier with a fixed regularization
                 Figure 4.   Authorize Captcha                                      Figure 5.   Digg Captcha



parameter. These properties can make RLSC orders of
magnitude faster to train than an SVM [21]. This efficiency
is noticeable in Decaptcha; it takes 2 minutes (5 minutes)
to train on thousands of captchas with a unidimensional
(two-dimensional) representation, respectively.

              IV. C OMMERCIAL C APTCHAS
   This section describes the commercial captchas we used
to validate Decaptcha as well as our testing methodology
and results. We tested audio captchas from Authorize, Digg,
eBay, Microsoft, Recaptcha, and Yahoo. We were unable to
test Google’s captchas because of difficulties we encountered
obtaining reliable annotations; they are so difficult for
humans that they are ineffective as captchas.
                                                                                    Figure 6.   Ebay Captcha
A. Corpus description

Authorize. Audio captchas on authorize.net consist of five
                                                                letter J shows patterns similar to those of the letter J in
letters or digits spoken aloud by a female voice. The voice
                                                                the Authorize captcha (see figure 10).
clearly articulates each character and there is minimal
distortion. The waveform and spectrogram presented in           eBay. Audio captchas on ebay.com consist of six digits
Figure 4 show a portion of a captcha containing the             spoken by a different speaker and in a different setting with
digits/letters K, J, 5 and H. A long pause appears between      regular background noise. The waveform and spectrogram
spoken characters and vowels are clearly articulated. The       presented in Figure 6 show part of a captcha containing the
letters K and H, which are fricative consonants, show some      digits 9, 5, 7 and 6. The digits in these captchas are delivered
harmonic patterns in the spectrogram while the letter J has     much faster than those of authorize.net or digg.com. The
almost no harmonic patterns.                                    waveform shows the variability of the various digits due
                                                                to different speakers and different background noise levels,
Digg. Audio captchas on digg.com consist of five letters
                                                                while the spectrogram shows that the vowels are short and
spoken aloud by a female voice. There is random white
                                                                relatively unobscured by noise.
noise in the background and sometimes an empty, but
louder, segment is played between letters. The waveform         Microsoft. Audio captchas from live.com consist of ten
and spectrogram presented in Figure 5 show a portion of a       digits spoken by different speakers over a low quality
captcha containing the letters J, A and K. The overall brown    recording. There is a regular background noise consisting
color of the spectrogram shows the heavy constant noise         of several simultaneous conversations. The waveform and
that obscures vowels but still maintains some characteristic    spectrogram presented in Figure 7 show a portion of a
patterns of the letters. These patterns cannot be completely    captcha containing the digits 2, 9, 0 and 0. Like the
masked by the white noise since they are necessary for          eBay audio captchas, these digits are spoken very quickly.
human recognition. Interestingly, the spectrogram of the        While all of the high amplitude sections of the waveform
    Scheme               Authorize          Digg                eBay              Microsoft           Recaptcha              Yahoo
    Length                   5                5                   6                  10                   8                     7
    Type of voice         Female           Female              Various             Various             Various                Child
    Background Noise       None       Constant (random)   Constant (random)   Constant (random)   Constant (random)           None
    Intermediate noise     None             None           Regular (speech)    Regular (speech)    Regular (speech)      Regular (speech)
    Charset               0-9a-z             a-z                 0-9                 0-9                 0-9                   0-9
    Avg. duration           5.0              6.8                 4.4                 7.1                25.3                  18.0
    Sample rate            8000          8000 8000              8000                8000                8000                 22050
    Beep                    no               no                  no                  no                  no                    yes

                                                                Table I
                                           C OMMERCIAL AUDIO C APTCHA F EATURE D ESCRIPTION




                   Figure 7.   Microsoft Captcha                                             Figure 9.   Yahoo Captcha



                                                                        vocal noises that look like digits in the waveform. Apart
                                                                        from the presence of semantic noise, Recaptcha captchas
                                                                        are similar to live.com captchas, but the digits are delivered
                                                                        much more slowly. The waveform and spectrogram presented
                                                                        in Figure 8 show a portion of a captcha containing the digits
                                                                        1, 7, 3 and 5. As will be discussed in 10 the five digit from
                                                                        this captcha shows similar harmonic patterns the five digit
                                                                        from Authorize and eBay captchas.
                                                                        Yahoo. Audio captchas from yahoo.com consist of three
                                                                        beeps followed by seven digits spoken by a child. The
                                                                        captcha is obscured with other childrens’ voices in the
                                                                        background. The waveform and spectrogram presented in
                                                                        Figure 9 show a portion of a captcha containing the digits 1,
                                                                        7 and 6. The digits are the largest amplitude sections in the
                   Figure 8.   Recaptcha Captcha                        waveform and the spectrogram shows that the background
                                                                        voices do not confuse the patterns of the digits. This
                                                                        spectrogram shows different patterns than the spectrograms
correspond to actual digits, the spectrogram shows that                 of the other captchas because of the use of a child’s voice. It
the vowels are somewhat obscured by background noise.                   seems that the patterns induced by a child are much clearer
Interestingly, the two 0 digits show very similar patterns,             than the patterns of an adult’s voice. This makes digits easier
but this pattern is not easily distinguished from the pattern           to recognize even though the noise in Yahoo’s captchas has
observed for the 9 digit.                                               more energy than the noise in other captchas.
Recaptcha. Audio captchas from recaptcha.net consist of                 Comparison. Figure 10 illustrates some differences between
eight digits spoken by different speakers. Distortions include          commercial captcha schemes. The first line presents the
background conversations and approximately two semantic                 TFR of the digit five from Authorize, eBay, and Recaptcha
                                                                                                        100
                                                                                                                                                                                           Authorize



5:
                                                                                                         90                                                                                Digg
                                                                                                                                                                                           Ebay
                                                                                                                                                                                           MSLive
                                                                                                         80
                                                                                                                                                                                           Recaptcha
                                                                                                                                                                                           Yahoo




                                                                            Per−Captcha Precision (%)
                                                                                                         70
            Authorize               eBay              Recaptcha                                          60

                                                                                                         50




J:
                                                                                                         40

                                                                                                         30

                                                                                                         20
                   Authorize                    Digg                                                     10

                                                                                                          0
                                                                                                                    2                                     3                                  4
Figure 10. The TFR of the same digit/letter for different captcha schemes                                          10                                  10                                  10
                                                                                                                                                 Corpus Size (in Digits)


                                                                            Figure 11.                                  Per-captcha precision as a function of corpus size using the
captchas, respectively. All three digits show similar patterns,             cepstrum
although the overall shape is different because of different
speakers. The second line presents the TFR of the letter J                                                0

from Authorize and Digg captchas, respectively. Similar                                                             3
                                                                                                                               7            2                     9              4               1
patterns can also be observed: both images show few                                                      -10                                                                          0
                                                                                                                                        N           5     N
harmonic patterns because the letter J is a consonant with
very few harmonic components.                                                                            -20



                                                                                                         -30
B. Labeling
                                                                            DB




   We used Amazon Mechanical Turk to label captchas                                                      -40

scraped from the aformentioned commercial schemes. We
considered a captcha labeled if three different Turkers                                                  -50


independently agreed on the sequence of digits it contains.
                                                                                                         -60
This method allowed us to reuse some labels obtained
during a previous study [4]. Nonetheless, we had to label
                                                                                                         -70
10,000 new captchas from each of Microsoft, Recaptcha,                                                         0        20         40       60    80      100      120     140       160    180      200
                                                                                                                                                   Time in seconds
and Yahoo because of label disagreement in our old corpus.
Only approximately 10% of these new captchas satisfied
                                                                                                   Figure 12.                A standard Recaptcha captcha with the peaks annotated
our label requirement.
   Obtaining reliable annotations for Microsoft, Recaptcha,
and Yahoo captchas turned out to be more difficult than                     one third of Microsoft’s captchas were consistently labeled
expected: three or more individuals agreed on the same                      incorrectly.
incorrect labels for some captchas. These incorrect labels
were tolerated when training the RLSC algorithm because of                  C. Results
its robustness to noise. However, we were forced to manually
                                                                               Decaptcha’s performance on commercial captcha schemes
and accurately annotate 200 captchas from these schemes
                                                                            is presented in Table II and Figure 11. Figure 11 depicts
for our testing sets because incorrect labels drastically affect
                                                                            the impact of the corpus size, measured in number of
the measured testing error. To see its impact on the per digit
                                                                            labeled digits, on Decaptcha’s per-captcha precision using
classification rate, suppose that a classifier has a precision
                                                                            the cepstrum. Table II is finer grained and it presents the
of 0 ≤ p ≤ 1 and w fraction of our testing set is mislabeled.
                                                                            coverage, per-digit precision, and per-captcha precision of
The testing precision that we measure is
                                                                            each captcha scheme for all possible signal representations.
                          p(1 − w) + (1 − p)w                               Our best per-captcha accuracies are highlighted in bold and
                    q=                                                      are always the unidimensional cepstrum. The per-captcha
                                   10
                                                                            precision of Decaptcha is 89% for Authorize, 41% for Digg,
which is given by the likelihood of successfully labeling
                                                                            82% for eBay, 48.9% for Microsoft, 45.45% for Yahoo and,
a sample whose label is correct and mislabeling one that
                                                                            1.5% for Recaptcha. We improve our previous work’s [3]
was mislabeled with the same digit, assuming ten digits.
                                  10q−w                                     result on eBay from 75% up to 82%.
If we solve for p, we get p = 10−11w      which leads to an
estimate of 60% precision when our real precision is 89%                    Recaptcha. Precision is particularly low on the Recaptcha
in the case of Microsoft’s captchas. This implies that almost               scheme because it uses semantic vocal noise. This noise has
                                         FFT             Cepstrum        Cepstrum+Mel             TFR             TFR+Mel               TCR                 TDC
    Scheme      Len   Coverage
                                 Digit     Captcha   Digit    Captcha   Digit   Captcha   Digit     Captcha   Digit   Captcha   Digit     Captcha   Digit     Captcha
    Authorize    5      100      93.73      80.39    96.08     87.25    97.06    89.22    92.55      77.45    91.76    71.57    83.14      34.31    97.25      88.24
    Digg         5      100      71.08      32.07    76.77     40.84    76.61    41.04    62.15      35.66    74.66    36.65    70.96      27.69    72.19      31.08
    eBay         6     85.60     81.58      44.36    92.48     82.88    92.61    80.93    81.84      47.08    81.91    44.36    45.40       0.78    90.60      75.88
    Microsoft   10     80.60     76.57      14.69    89.58     48.95    89.30    47.55    88.95      46.85    86.99    41.26    84.48      28.67    87.20      42.66
    Recaptcha    8     99.90     26.58       0.00    40.47      1.52    37.44    1.52     38.45       0.00    38.26     0.00    24.62       0.00    30.30       0.00
    Yahoo        7     99.10     33.77       0.00    74.71     45.45    68.13    30.30    66.03      22.22    61.74    20.20    38.93       1.35    62.01      17.51

                                                                     Table II
     D ECAPTCHA’ S C OVERAGE , P ER -D IGIT P RECISION , AND P ER -C APTCHA P RECISION AS A F UNCTION OF THE R EPRESENTATION S CHEME




the same RMS, harmonic content, and overall characteristics                          is needed to provide a sufficient number of samples of each
as a regular digit. These properties confuse our segmentation                        character. Similarly, we expect a lower rate of increase in
algorithm because the only distinction between vocal noise                           precision, as a function of corpus size, in schemes with more
and proper digits is in their meaning; it is the classifier’s job                    characters. This is shown in Digg’s precision curve: the rate
to distinguish between the two. As evidenced by the large                            at which precision increases is considerably lower than the
proportion of mislabeled captchas, humans are also more                              rate at which the precision of the 10-digit schemes increase.
error prone in the presence of Recaptcha’s semantic vocal                            Nonetheless, the high initial precision of both Authorize and
noise. These two factors make it difficult to acquire a good                         Digg indicates that the distortions present in these schemes
training set and lead to poor segmentation during testing.                           are easily handled by Decaptcha.
Performance estimation. A conservative estimate of De-                                  It is interesting to observe that corpus size serves as an
captcha’s precision on a specific scheme can be obtained by                          effective measure of captcha difficulty that coincides with
raising the per-digit precision to the number of digits con-                         human observations. In particular Figure 11 allows us to
tained in each captcha. This formula, however, consistently                          rank the schemes in terms of difficulty as Recaptcha being
underestimates the per-captcha precision because it assumes                          the hardest, followed by a tie between Microsoft and Yahoo.
that the probabilities of erring on the first, second, etc. digit                    Authorize is the easiest scheme, followed by eBay and then
of a captcha are independent. To illustrate the problem with                         Digg. A similar ranking was observed from the percentage
this assumption, suppose that the segmenter skips the first                          of captchas that were correctly labeled on Amazon Turk.
digit of a captcha labeled ”1234”. During testing, the 2 will
                                                                                     Impact of signal representation. The precision of each
be labeled a 1, the 3 will be labeled a 2, and so on. This
                                                                                     representation technique relative to the best performing one
label misalignment ensures that each digit is counted as
                                                                                     varies dramatically depending on the captcha scheme. For
a mistake, irrespective of whether the classifier recognizes
                                                                                     instance, the TDC is nearly optimal with Authorize, but
it correctly. A second way in which digit misclassification
                                                                                     it almost three times worse than the cepstrum on Yahoo
probabilities are not independent is that a mistake on the first
                                                                                     captchas. Overall, our results show that cepstrum is the best
digit of a captcha is likely to be indicative of a particularly
                                                                                     representation scheme for commercial captchas. However,
noisy or otherwise difficult captcha. In this case, we are
                                                                                     we will show in the next section that the TFR is better suited
likely to make mistakes on the remaining digits. Conversely,
                                                                                     when the SNR is low.
misclassified digits are likely to belong to the same captcha,
so per-captcha precision is higher than what it is estimated
                                                                                     Classifier confusion. Figure 13 shows Decaptcha’s con-
to be.
                                                                                     fusion matrices on the Microsoft, Recaptcha, and Yahoo
Training corpus size. Figure 11 shows the relationship                               schemes using the cepstrum. Note that we use an exponential
between training corpus size and per-captcha success rate.                           scale because it leads to the best contrast. A confusion matrix
For Authorize and eBay, Decaptcha achieves maximal                                   depicts the conditional probability that a digit is classified as
precision early, at approximately 200 and 1000 digits,                               a y given that it is actually an x, for all pairs of digits x, y.
respectively. The other captcha schemes continue to benefit                          In general, such a matrix will not be symmetric. Microsoft’s
from additional training data, although there are diminishing                        matrix indicates that the digits 9, 6, and 3 are often mistaken
returns because the x-axis is on a logarithmic scale. If we                          for the digits 5, 2, and 2, respectively. These three pairs are
account for the number of digits contained in each captcha,                          among the most frequently confused digits for Recaptcha
a reasonable initial training corpus size requires between                           as well. The Recaptcha confusion matrix also reflects our
100 and 300 labeled captchas. The expected precision of                              overall higher error rates on the Recaptcha scheme. Finally,
Decaptcha after training can then be used to decide whether                          Yahoo’s confusion matrix significantly differs from the other
to add additional data.                                                              two and has a nearly uniform error distribution. This last
   Note that both Digg and Authorize use letters and digits                          property was observed because all off-diagonal elements
for a total of 36 possible characters whereas the other                              become white when we subtract the mean from the original
schemes only use 10 digits. The more varied a scheme is,                             confusion matrix. It will be interesting to investigate how
the larger a corpus is needed to obtain the same number of                           confusion patterns change as a function of the sampling rate,
examples per character. Obviously, therefore, a larger corpus                        voice, and distortions used.
                    Figure 13.     Decaptcha’s Confusion Matrices on Microsoft, Recaptcha, and Yahoo Schemes Using Cepstrum


                                                                                           100
                  V. S YNTHETIC E VALUATION
                                                                                            95
   This section reports Decaptcha’s performance on a syn-
thetic corpus that was generated following methodology                                      90
introduced by [15]. The synthetic corpus uses nine types
                                                                                            85
of noise described in Table III. We measured Decaptcha’s
                                                                            Coverage (%)



performance on 2000 captchas for each noise type at SNRs                                    80
ranging from −5 to 30 dB. Each captcha is composed of six
                                                                                            75
spoken digits, spaced randomly between 0.5 and 4 seconds.
                                                                                            70
    Familly           Name           Description
                      White          White Gaussian noise.                                  65
 Constant Noise                      Sine waves at 700 Hz,                                         buzz, echo, nina, pow
                       buzz                                                                        chopin, disintegrator, lofi, rnoise
                                     2100 Hz and 3500 Hz.                                   60
                                                                                                   white
                                     10 ms bursts of white                                         gregorian
                       pow           Gaussian noise repeated                                55
                                     every 100 ms.                                            30    25           20           15         10   5       0   −5
                                                                                                                                SNR (dB)
                                     Every 100 ms, a section
                                     of the signal is replaced
                      rnoise                                                                       Figure 14.       Coverage as a Function of Noise
                                     by white noise of the
                                     same RMS amplitude.
  Regular noise                      Add distortion, cracks,
                                     bandwidth limiting and
                       lofi                                                cepstrum representations is presented in Figures 15 and 16,
                                     compression. Simulates
                                     old audio equipment.                  respectively. As expected, precision is directly related to
                                     The signal starts                     SNR. For readability purposes, we have collapsed all of the
                       echo          to echo at 0.6, 1.32, and
                                     1.92 seconds.                         figures by combining similar curves.
                                     Amplifies random half-
                                     cycles of the signal by               Constant noise. Precision drops most drastically for con-
                   disintegrator
                                     a multiplier. Simulates               stant noises once the SNR is below 5. Indeed, as the SNR
                                     a bad audio channel.
                                     Chopin Polonaise for
                                                                           gets close to zero, constant noises mask any spoken digits
                      chopin                                               and therefore make the captcha unintelligible. Decaptcha
                                     Piano No. 6, Op. 53.
 Semantic noise     gregorian        Gregorian chant.                      responds to such noise in a similar way as humans so
                                     “Just in time“ by
                       nina
                                     Nina Simone.
                                                                           constant noise should only be used as background noise
                                                                           with a low RMS.
                            Table III
  D ESCRIPTION OF THE N OISES U SED IN O UR S YNTHETIC C ORPUS
                                                                           Regular noise. The worst-measured precision of 64% is
                                                                           achieved on the pow noises. Otherwise, Decaptcha has
                                                                           a precision above 80% at all SNRs. We believe that the
Performance. Decaptcha’s coverage of the synthetic corpus                  pow noise leads to poor precision because it confuses the
is depicted in Figure 14. Our overall coverage is between                  segmentation algorithm when the SNR is low. Nonetheless,
80 and 90%, even for SNRs of −5dB. The only exceptions                     Decaptcha handles regular noise remarkably well, even
occur with white and gregorian noise, which achieve a                      at low SNRs, which may suggest that computers can
coverage of 60% at low SNRs. Precision using TFR and                       outperform humans with this type of noise.
                            100
                                                                                                          example in March 2008, a method to break 60% of MSN
                             90                                                                           visual captchas was disclosed [29] and more recently an
                             80                                                                           attack against the recaptcha captcha was demonstrated at
                                                                                                          the Defcon[9]. Using machine learning to break captchas
Per−Captcha Precision (%)




                             70
                                                                                                          applies to almost every kind of captcha and in 2008,
                             60                                                                           Golle [8] successfully used machine learning attacks to
                             50                                                                           break the Microsoft picture based scheme Assira.
                             40

                             30           white                                                                               VII. C ONCLUSION
                                          buzz
                             20
                                          gregorian                                                          Decaptcha’s performance on commercially available audio
                                          nina
                                          chopin                                                          captchas indicates that they are vulnerable to machine
                             10           pow
                                          echo, lofi, rnoise, disintegrator                               learning based attacks. In almost all cases, we achieve
                              0
                               20                15                10                5       0       −5   accuracies that are significantly above the 1% threshold for
                                                                        SNR (dB)                          a scheme to be considered broken. Compared with human
                                                                                                          studies done in [4], Decaptcha’s accuracy rivals that of
                                    Figure 15.     Precision of the TFR as a Function of Noise
                                                                                                          crowdsourcing attacks. Morever, our system does not require
                            100                                                                           specialized knowledge or hardware; its simple two-phase
                                                                                                          design makes it fast and easy to train on a desktop computer.
                             90
                                                                                                          As such, automatic solvers are a credible threat and measures
                             80                                                                           must be taken to strengthen existing audio captchas.
                                                                                                             Our experiments with commercial and synthetic captchas
Per−Captcha Precision (%)




                             70
                                                                                                          indicate that the present methodology for building audio
                             60
                                                                                                          captchas may not be rectifiable. Besides Recaptcha, all of the
                             50                                                                           commercial schemes we tested use combinations of constant
                             40                                                                           and regular noise as distortions. Based on the difficulties
                                                                                                          we had with obtaining reliable annotations, human accuracy
                             30
                                                                                                          plummets when such distortions contribute significantly to
                                          white
                             20
                                          pow                                                             the signal. On the other hand, Decaptcha’s performance on
                             10
                                          gregorian
                                          nina, chopin
                                                                                                          our synthetic corpus indicates that automated solvers can
                                          disintegrator, echo, rnoise, buzz, lofi                         handle such noise, even at low SNRs. All in all, computers
                              0
                               30          25           20           15         10       5       0   −5   may actually be more resilient than humans to constant and
                                                                       SNR (dB)
                                                                                                          regular noise so any schemes that rely on these distortions
                              Figure 16.         Precision of the Cepstrum as a Function of Noise         will be inherently insecure.
                                                                                                             Our results also pinpoint an inherent weakness of two-
                                                                                                          phase machine learning attacks that may be exploited, at
Semantic noise. As expected from Decaptcha’s low preci-                                                   least temporarily. As evidenced by Decaptcha’s difficulties
sion on Recaptcha, the nina, gregorian and chopin noises                                                  with Recaptcha, semantic noise hinders the segmentation
produce the most robust captchas. Unlike constant noise,                                                  stage by introducing noise that can be confused with a digit.
humans are well equipped to handle semantic noise, even                                                   Architectures that successfully overcome such distortions
at low SNRs, because we can select which voice to listen                                                  require a monolithic design that blends together classification
to. Furthermore, semantic noise consistently leads to lower                                               and segmentation to endow the segmentation algorithm with
precision than regular noise, especially at low SNRs. This                                                semantic understanding. These designs are more difficult
noise is therefore the least harmful to human understanding                                               to realize than the simple two-phase approach and have
at levels that hinder Decaptcha’s performance.                                                            received little attention. We therefore recommend that future
                                                                                                          designs for audio captchas investigate the use of semantic
The impact of sound representation. A final takeaway                                                      noise.
from this evaluation is that the TFR representation gives
better results than the cepstrum when dealing with constant                                               Future directions. We plan to extend our work in two
noise at low SNRs.                                                                                        directions. First, we would like to modify Decaptcha to
                                                                                                          handle audio captchas that contain spoken words. It is
                                            VI. F URTHER R ELATED W ORK                                   important to understand whether such “continuous” designs
   The first discussion of the captcha idea appears in [18],                                              lead to more secure captchas. Secondly, we would like to
though the term CAPTCHA was coined later in [28].                                                         investigate a series of design principles that may lead to
Text/image based captchas have been studied extensively                                                   more secure captchas. These include the use of semantic
[11], [12], [5] and there is a long record of successful                                                  noise and leveraging differences between the ways that
attempts at breaking popular sites’ visual captchas [7]. For                                              humans and computers make mistakes so as to maximize
an attacker’s difficulty and cost.                                       [14] M. Kleinschmidt. Localized spectro-temporal features for
                                                                              automatic speech recognition. In Proc. Eurospeech, pages
                                                                              2573–2576, 2003. 5
                      ACKNOWLEDGMENT
                                                                         [15] G. Kochanski, D. Lopresti, and C. Shih. A reverse turing
  We thank David Molnar and anonymous reviewers for                           test using speech. In Seventh International Conference on
their comments and suggestions. This work was partially                       Spoken Language Processing, pages 16–20. Citeseer, 2002.
supported by the National Science Foundation, the Air                         1, 2, 10
Force Office of Scientific Research, and the Office of Naval
                                                                         [16] R. McMillan.      Wiseguy scalpers bought tickets with
Research.                                                                     captcha-busting botnet.      Computerworld, Nov. 2010.
                                                                              http://www.computerworld.com/s/article/9197278/Wiseguy
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